8-K Item 3.02: Unregistered Sales of Equity Securities

What it discloses. The company sold equity securities in a transaction not registered under the Securities Act, such as a private placement, above a size threshold.

What to read. The number of shares or units, the price, the buyers and any warrants or conversion terms.

How to read an 8-K in 10 minutes · Official Form 8-K instructions (SEC)

Latest filings with Item 3.02

Accepted (ET)	Company	Form	Items	Filing
2026-11-12 16:10	LifeMD, Inc. LFMD	8-K	1.01 Material agreement 2.02 Earnings release 2.03 New debt or obligation 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-12 16:10	Lineage Cell Therapeutics, Inc. LCTX	8-K	1.01 Material agreement 2.01 Acquisition or sale done 2.02 Earnings release 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-12 15:43	INTEGRAL TECHNOLOGIES INC	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.01 Change in control 5.02 Executive or director change 5.03 Charter or bylaw change 5.05 Code of ethics change 5.06 Shell status change	Details
2026-11-12 09:00	NEXGEL, INC. NXGL	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale 8.01 Other events	Details
2026-11-12 08:30	Agassi Sports Entertainment Corp. AASP	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure 8.01 Other events	Details
2026-11-12 07:31	Installed Building Products, Inc. IBP	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-12 07:31	Vor Biopharma Inc. VOR	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-12 07:00	Foxx Development Holdings Inc. FOXX	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-12 06:13	ADDENTAX GROUP CORP. ATXG	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-10 17:30	Aptera Motors Corp SEV	8-K	1.01 Material agreement 3.02 Unregistered share sale 5.07 Shareholder vote results 7.01 Reg FD disclosure	Details
2026-11-10 17:27	Vivakor, Inc. VIVK	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-10 16:54	Bunker Hill Silver Corp. BHLL	8-K	2.01 Acquisition or sale done 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.02 Executive or director change 5.03 Charter or bylaw change 7.01 Reg FD disclosure	Details
2026-11-10 16:45	InMed Pharmaceuticals Inc. MTRI	8-K	1.01 Material agreement 2.01 Acquisition or sale done 2.02 Earnings release 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.01 Change in control 5.02 Executive or director change 5.03 Charter or bylaw change 5.05 Code of ethics change 5.06 Shell status change	Details
2026-11-10 16:44	Crypto Co CRCW	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-10 16:36	Senti Biosciences Holdings, Inc. SNTI	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-10 16:35	Golden Minerals Co AUMN	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-10 16:30	Nordicus Partners Corp NORD	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale 5.02 Executive or director change	Details
2026-11-10 16:30	Alzamend Neuro, Inc. ALZN	8-K/A	1.01 Material agreement 3.02 Unregistered share sale 5.03 Charter or bylaw change	Details
2026-11-10 16:28	Viper Energy, Inc. VNOM	8-K	3.02 Unregistered share sale	Details
2026-11-10 16:15	Texas Ventures Acquisition III Corp TVA	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-10 16:05	Nexentis Technologies Inc. NXTS	8-K	3.02 Unregistered share sale	Details
2026-11-10 16:05	Newton Golf Company, Inc. NWTG	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-10 16:05	Stereotaxis, Inc. STXS	8-K	1.01 Material agreement 2.02 Earnings release 2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-10 16:05	INTRUSION INC INTZ	8-K	3.02 Unregistered share sale	Details
2026-11-10 16:05	FrontView REIT, Inc. FVR	8-K	3.02 Unregistered share sale	Details
2026-11-10 11:43	AMERICAN REBEL HOLDINGS INC AREB	8-K	1.01 Material agreement 3.02 Unregistered share sale 5.03 Charter or bylaw change 8.01 Other events	Details
2026-11-10 08:33	Rackspace Technology, Inc. RXT	8-K	3.02 Unregistered share sale	Details
2026-11-10 08:21	MAXCYTE, INC. MXCT	8-K	1.01 Material agreement 2.02 Earnings release 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-10 07:33	CODEXIS, INC. CDXS	8-K	1.01 Material agreement 1.02 Agreement terminated 2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-09 19:04	CKX LANDS, INC. CKX	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-09 17:15	iSpecimen Inc. ISPC	8-K	1.01 Material agreement 3.02 Unregistered share sale 5.03 Charter or bylaw change	Details
2026-11-09 16:52	JBS N.V. JBS	8-K	3.02 Unregistered share sale 7.01 Reg FD disclosure 8.01 Other events	Details
2026-11-09 16:42	Forge Nano Holdings, Inc. NANO	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale	Details
2026-11-09 16:07	Wheeler Real Estate Investment Trust, Inc. WHLR	8-K	3.02 Unregistered share sale	Details
2026-11-09 16:05	Park Dental Partners, Inc. PARK	8-K	1.01 Material agreement 2.01 Acquisition or sale done 2.03 New debt or obligation 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-09 10:50	Muzinich Corporate Lending Income Fund, Inc.	8-K/A	3.02 Unregistered share sale	Details
2026-11-09 10:03	Monroe Capital Enhanced Corporate Lending Fund	8-K	1.02 Agreement terminated 3.02 Unregistered share sale 8.01 Other events	Details
2026-11-09 08:39	SS&C Technologies Holdings Inc SSNC	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale 8.01 Other events	Details
2026-11-09 08:01	Quanome Technologies, Inc. QNME	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-09 07:49	CorMedix Inc. CRMD	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-09 06:30	ABEONA THERAPEUTICS INC. ABEO	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-09 06:01	Valion Bio, Inc. VBIO	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-06 20:19	Third Point Private Capital Income Fund	8-K	3.02 Unregistered share sale	Details
2026-11-06 17:25	T3 Defense Inc. DFNS	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale	Details
2026-11-06 17:17	Clean Energy Technologies, Inc. CETY	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-06 17:16	AUDDIA INC. AUUD	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-06 17:15	RenX Enterprises Corp. RENX	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-06 17:13	FARADAY FUTURE INTELLIGENT ELECTRIC INC. FFAI	8-K	1.01 Material agreement 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.03 Charter or bylaw change	Details
2026-11-06 17:10	BIOVIE INC. BIVI	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-06 17:08	Silo Pharma, Inc. SILO	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-06 16:18	Agility Robotics, Inc. AGLT	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale 3.03 Shareholder rights changed 4.01 Auditor change 5.01 Change in control 5.02 Executive or director change 5.03 Charter or bylaw change 5.05 Code of ethics change 5.06 Shell status change 8.01 Other events	Details
2026-11-06 16:15	Edible Garden AG Inc EDBL	8-K	3.02 Unregistered share sale	Details
2026-11-06 16:05	NEXTNRG, INC. NXXT	8-K	1.01 Material agreement 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.03 Charter or bylaw change 8.01 Other events	Details
2026-11-06 16:05	Sino Green Land Corp. SGLA	8-K	2.01 Acquisition or sale done 3.02 Unregistered share sale	Details
2026-11-06 16:02	REPLIGEN CORP RGEN	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-06 16:01	Mitesco, Inc. MITI	8-K	3.02 Unregistered share sale 5.02 Executive or director change 5.03 Charter or bylaw change 8.01 Other events	Details
2026-11-06 16:00	North Haven Net REIT	8-K	3.02 Unregistered share sale	Details
2026-11-06 15:53	EQT Exeter Real Estate Income Trust, Inc.	8-K	3.02 Unregistered share sale	Details
2026-11-06 14:49	Ares Real Estate Income Trust Inc. ZARE	8-K	3.02 Unregistered share sale	Details
2026-11-06 14:35	Invesco Commercial Real Estate Finance Trust, Inc.	8-K	3.02 Unregistered share sale	Details
2026-11-06 12:57	Goldman Sachs Real Estate Finance Trust Inc	8-K	3.02 Unregistered share sale 8.01 Other events	Details
2026-11-06 11:54	Warburg Pincus Access Fund, L.P.	8-K	3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-06 11:10	Nuveen Farmland REIT	8-K	3.02 Unregistered share sale	Details
2026-11-06 08:22	60 DEGREES PHARMACEUTICALS, INC. SXTP	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-05 17:17	Monroe Capital Asset-Backed Finance Company, LP	8-K	3.02 Unregistered share sale 5.03 Charter or bylaw change	Details
2026-11-05 17:14	GBT Technologies Inc. GTCH	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale 5.02 Executive or director change 7.01 Reg FD disclosure 8.01 Other events	Details
2026-11-05 17:10	Change Agents Corporation. CHGA	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale 5.02 Executive or director change	Details
2026-11-05 17:00	iSpecimen Inc. ISPC	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale 5.01 Change in control 7.01 Reg FD disclosure	Details
2026-11-05 16:54	AXON ENTERPRISE, INC. AXON	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 16:47	Sunrise Realty Trust, Inc. SUNS	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 16:30	Transportation & Logistics Systems, Inc. TLSS	8-K	1.01 Material agreement 2.01 Acquisition or sale done 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.01 Change in control 5.02 Executive or director change 5.03 Charter or bylaw change 5.05 Code of ethics change 5.06 Shell status change 7.01 Reg FD disclosure	Details
2026-11-05 16:30	BlackRock Monticello Debt Real Estate Investment Trust	8-K	3.02 Unregistered share sale	Details
2026-11-05 16:27	Vertical Data Inc. VDTA	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 16:24	XCEL ENERGY INC XEL	8-K	2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-05 16:07	IonQ, Inc. IONQ	8-K	2.01 Acquisition or sale done 2.02 Earnings release 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 16:05	Cycurion, Inc. CYCU	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-05 15:49	Macquarie Energy Transition Infrastructure Fund, L.P.	8-K	3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 15:31	Core University Living Real Estate Income Trust	8-K	3.02 Unregistered share sale	Details
2026-11-05 15:15	Franklin BSP Real Estate Debt, Inc.	8-K	3.02 Unregistered share sale	Details
2026-11-05 15:14	Rithm Perpetual Life Residential Trust	8-K	3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 13:40	CAMPBELL FUND TRUST	8-K	3.02 Unregistered share sale	Details
2026-11-05 09:20	Enhanced Group Inc. ENHA	8-K	1.01 Material agreement 3.02 Unregistered share sale 5.07 Shareholder vote results 7.01 Reg FD disclosure	Details
2026-11-05 08:54	VIVOS INC RDGL	8-K	3.02 Unregistered share sale 5.08 Director nominations 8.01 Other events	Details
2026-11-05 08:47	Remora Capital Corp	8-K	3.02 Unregistered share sale	Details
2026-11-05 08:37	Liberty Media Corp FWONA	8-K	1.01 Material agreement 1.02 Agreement terminated 3.02 Unregistered share sale 3.03 Shareholder rights changed 5.02 Executive or director change 5.03 Charter or bylaw change 7.01 Reg FD disclosure	Details
2026-11-05 08:30	MMEX Resources Corp MMEX	8-K	3.02 Unregistered share sale 8.01 Other events	Details
2026-11-05 07:05	BRADY CORP BRC	8-K	1.01 Material agreement 3.02 Unregistered share sale 5.01 Change in control 5.02 Executive or director change	Details
2026-11-05 06:02	Vistra Corp. VST	8-K	2.01 Acquisition or sale done 2.03 New debt or obligation 3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-05 06:02	3D SYSTEMS CORP DDD	8-K	1.01 Material agreement 3.02 Unregistered share sale 8.01 Other events	Details
2026-11-04 17:28	cbdMD, Inc. YCBD	8-K	2.01 Acquisition or sale done 2.03 New debt or obligation 3.02 Unregistered share sale 7.01 Reg FD disclosure 8.01 Other events	Details
2026-11-04 17:17	MGT CAPITAL INVESTMENTS, INC. MGTI	8-K	1.01 Material agreement 3.02 Unregistered share sale	Details
2026-11-04 17:10	Evommune, Inc. EVMN	8-K	1.01 Material agreement 3.02 Unregistered share sale 7.01 Reg FD disclosure 8.01 Other events	Details
2026-11-04 17:00	PodcastOne, Inc. PODC	8-K	1.01 Material agreement 2.03 New debt or obligation 3.02 Unregistered share sale	Details
2026-11-04 16:48	Vivakor, Inc. VIVK	8-K	3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-04 16:41	Sculptor Diversified Real Estate Income Trust, Inc.	8-K	3.02 Unregistered share sale 7.01 Reg FD disclosure	Details
2026-11-04 16:31	Blackstone Real Estate Income Trust, Inc. BSTT	8-K	3.02 Unregistered share sale	Details
2026-11-04 16:30	Cohen & Steers Income Opportunities REIT, Inc.	8-K	3.02 Unregistered share sale	Details
2026-11-04 16:18	Blue Owl Real Estate Net Lease Trust	8-K	3.02 Unregistered share sale 8.01 Other events	Details
2026-11-04 16:05	Nordicus Partners Corp NORD	8-K	3.02 Unregistered share sale	Details
2026-11-04 16:01	Apollo IG Core Replacement, L.P.	8-K	3.02 Unregistered share sale 8.01 Other events	Details