3D SYSTEMS CORP (DDD): Form 8-K filed 2026-11-13
- Accepted by EDGAR
- 2026-11-13 17:22 ET
- Event date
- 2026-11-12
- Accession no.
- 0001193125-26-461027
- Original filing
- SEC EDGAR filing index
AI summary of the filing text. It can contain mistakes; the original filing is authoritative.
3D Systems exchanges secured notes for $85,000,000 of convertible notes, cash and shares
3D Systems exchanged all outstanding 5.875% Convertible Senior Secured Notes due 2030 for $85,000,000 of 3.30% Convertible Senior Notes due 2031, plus cash and common shares. The prior indenture was discharged and its guarantees and collateral liens released. The company also issued shares to J. Wood Capital Advisors LLC for transaction services.
- The exchange closed on November 12, 2026; the new senior unsecured notes mature on April 1, 2031.
- Holders also received $20,000,000 in cash, accrued and unpaid interest, and 13,471,138 common shares.
- The 2030 Notes Indenture was satisfied and discharged; related guarantees and collateral liens were released.
- 3D Systems issued 1,464,206 shares to J. Wood Capital Advisors LLC for transaction services, receiving no cash proceeds.
debtfinancingequity offering
Items reported
- Item 1.01: Entry into a Material Definitive Agreement
The company signed a material agreement outside the ordinary course of business, or materially amended one. Typical examples are credit agreements, merger agreements, large supply or licensing contracts and financing arrangements. - Item 1.02: Termination of a Material Definitive Agreement
A material agreement was terminated other than by expiring on its stated date. The company describes the agreement, the circumstances of the termination and any material early-termination penalties. - Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
The company became obligated under a material direct financial obligation, such as a loan, notes offering or credit facility draw, or under a material off-balance sheet arrangement. - Item 3.02: Unregistered Sales of Equity Securities
The company sold equity securities in a transaction not registered under the Securities Act, such as a private placement, above a size threshold. - Item 9.01: Financial Statements and Exhibits
Lists the financial statements, pro forma information and exhibits filed with the report. It almost always accompanies another Item and is rarely news on its own.
Documents
| Type | Description | Document |
|---|---|---|
| 8-K | 8-K | d533328d8k.htm |
| EX-4.1 | EX-4.1 | d533328dex41.htm |
The summary above was generated by AI from the filing text and checked automatically against it. Read the original documents on SEC EDGAR. How to read an 8-K.