Nuvve Holding Corp. (NVVE): Form 8-K filed 2026-09-16
- Accepted by EDGAR
- 2026-09-16 16:07 ET
- Event date
- 2026-09-10
- Accession no.
- 0001213900-26-100518
- Original filing
- SEC EDGAR filing index
Items reported
- Item 1.01: Entry into a Material Definitive Agreement
The company signed a material agreement outside the ordinary course of business, or materially amended one. Typical examples are credit agreements, merger agreements, large supply or licensing contracts and financing arrangements. - Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
The company became obligated under a material direct financial obligation, such as a loan, notes offering or credit facility draw, or under a material off-balance sheet arrangement. - Item 3.02: Unregistered Sales of Equity Securities
The company sold equity securities in a transaction not registered under the Securities Act, such as a private placement, above a size threshold. - Item 3.03: Material Modifications to Rights of Security Holders
The rights of holders of a class of the company's securities were materially modified, for example by a charter amendment, a rights plan or a reverse stock split. - Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
The company amended its articles of incorporation or bylaws without a shareholder vote that was previously disclosed, or changed its fiscal year. - Item 9.01: Financial Statements and Exhibits
Lists the financial statements, pro forma information and exhibits filed with the report. It almost always accompanies another Item and is rarely news on its own.
Documents
| Type | Description | Document |
|---|---|---|
| 8-K | CURRENT REPORT | ea0305653-8k_nuvve.htm |
| EX-3.1 | CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C CO | ea030565301ex3-1.htm |
| EX-4.1 | PROMISSORY NOTE, DATED SEPTEMBER 10, 2026 | ea030565301ex4-1.htm |
| EX-10.1 | SECURITIES PURCHASE AGREEMENT, DATED SEPTEMBER 10, 2026, BETWEEN NUVVE HOLDING C | ea030565301ex10-1.htm |
| EX-10.2 | SECURITIES EXCHANGE AND AMENDMENT AGREEMENT, DATED SEPTEMBER 10, 2026, BETWEEN N | ea030565301ex10-2.htm |
| EX-99.1 | IRREVOCABLE INSTRUCTION LETTER TO TRANSFER AGENT, DATED SEPTEMBER 10, 2026 | ea030565301ex99-1.htm |
This page lists what the filing reports; it does not summarize or interpret it. Read the original documents on SEC EDGAR. How to read an 8-K.