La Rosa Holdings Corp. (SRTM): Form 8-K filed 2026-10-01
- Accepted by EDGAR
- 2026-10-01 09:00 ET
- Event date
- 2026-09-28
- Accession no.
- 0001213900-26-105473
- Original filing
- SEC EDGAR filing index
Items reported
- Item 1.01: Entry into a Material Definitive Agreement
The company signed a material agreement outside the ordinary course of business, or materially amended one. Typical examples are credit agreements, merger agreements, large supply or licensing contracts and financing arrangements. - Item 2.01: Completion of Acquisition or Disposition of Assets
The company completed the acquisition or disposition of a significant amount of assets, including a business. The report covers the date, the assets, the counterparty and the consideration. - Item 3.02: Unregistered Sales of Equity Securities
The company sold equity securities in a transaction not registered under the Securities Act, such as a private placement, above a size threshold. - Item 3.03: Material Modifications to Rights of Security Holders
The rights of holders of a class of the company's securities were materially modified, for example by a charter amendment, a rights plan or a reverse stock split. - Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
A director or a named officer (such as the CEO or CFO) left or was appointed, or certain executive compensation arrangements were adopted or changed. - Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
The company amended its articles of incorporation or bylaws without a shareholder vote that was previously disclosed, or changed its fiscal year. - Item 8.01: Other Events
A voluntary disclosure of an event the company considers important to security holders that no other Item covers, such as a dividend declaration, a buyback program, litigation updates or product news. - Item 9.01: Financial Statements and Exhibits
Lists the financial statements, pro forma information and exhibits filed with the report. It almost always accompanies another Item and is rarely news on its own.
Documents
| Type | Description | Document |
|---|---|---|
| 8-K | CURRENT REPORT | ea0307162-8k_larosa.htm |
| EX-3.1 | CERTIFICATE OF DESIGNATION OF RIGHTS AND PREFERENCES OF SERIES F CONVERTIBLE PRE | ea030716201ex3-1.htm |
| EX-10.1 | FORM OF EXCHANGE AGREEMENT, DATED AS OF SEPTEMBER 28, 2026 | ea030716201ex10-1.htm |
| EX-10.2 | FORM OF SETTLEMENT AGREEMENT, DATED AS OF SEPTEMBER 30, 2026 | ea030716201ex10-2.htm |
| EX-10.3 | FORM OF ASSET CONTRIBUTION AND SECURITIES PURCHASE AGREEMENT, DATED AS OF SEPTEM | ea030716201ex10-3.htm |
| EX-10.4 | FORM OF MASTER LEASE AGREEMENT, DATED AS OF SEPTEMBER 30, 2026 | ea030716201ex10-4.htm |
| EX-10.5 | FORM OF NOTICE AND ACKNOWLEDGEMENT OF CONTRIBUTION OF ASSETS SUBJECT TO LEASE, D | ea030716201ex10-5.htm |
| EX-10.6 | TERMINATION OF BOARD OF DIRECTORS AGREEMENT WITH NICHOLAS ADLER, DATED OCTOBER 1 | ea030716201ex10-6.htm |
| EX-10.7 | AMENDED AND RESTATED EMPLOYMENT AGREEMENT WITH JOSEPH LA ROSA, DATED OCTOBER 1, | ea030716201ex10-7.htm |
| EX-10.8 | BOARD OF DIRECTORS AGREEMENT WITH JOSEPH LA ROSA, DATED OCTOBER 1, 2026 | ea030716201ex10-8.htm |
| EX-10.9 | SERIES X SUPER VOTING PREFERRED STOCK SIDE AGREEMENT TO THE REDEMPTION AGREEMENT | ea030716201ex10-9.htm |
| EX-10.10 | AMENDMENT TO EMPLOYMENT AGREEMENT WITH DEANA LA ROSA, DATED SEPTEMBER 30, 2026 | ea030716201ex10-10.htm |
| EX-10.11 | EMPLOYMENT AGREEMENT WITH NICHOLAS ADLER, DATED OCTOBER 1, 2026 | ea030716201ex10-11.htm |
| EX-99.1 | PRESS RELEASE OF THE COMPANY ISSUED ON OCTOBER 1, 2026 | ea030716201ex99-1.htm |
This page lists what the filing reports; it does not summarize or interpret it. Read the original documents on SEC EDGAR. How to read an 8-K.