Flux Power Holdings, Inc. (FLUX): Form 8-K filed 2026-11-13
- Accepted by EDGAR
- 2026-11-13 17:17 ET
- Event date
- 2026-11-09
- Accession no.
- 0001493152-26-051839
- Original filing
- SEC EDGAR filing index
AI summary of the filing text. It can contain mistakes; the original filing is authoritative.
Flux Power extends equity raise deadline and receives Nasdaq equity deficiency notice
Flux Power disclosed that GBC extended the deadline for its required equity raise of not less than $4.0 million in net proceeds to December 4, 2026. Separately, Nasdaq notified the company that it no longer meets the minimum stockholders’ equity requirement. The company intends to submit a compliance plan by December 24, 2026.
- GBC extended the equity raise deadline from November 6, 2026 to December 4, 2026; other loan terms remain unchanged.
- The required equity sale must generate net proceeds of not less than $4.0 million.
- Nasdaq's November 9, 2026 notice cited a stockholders’ deficit of ($431,000), below the $2,500,000 equity requirement.
- Flux Power intends to submit a compliance plan by December 24, 2026; the notice has no immediate effect on its listing.
financingdebtlisting notice
Items reported
- Item 1.01: Entry into a Material Definitive Agreement
The company signed a material agreement outside the ordinary course of business, or materially amended one. Typical examples are credit agreements, merger agreements, large supply or licensing contracts and financing arrangements. - Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
The company became obligated under a material direct financial obligation, such as a loan, notes offering or credit facility draw, or under a material off-balance sheet arrangement. - Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
The company received notice from its exchange that it does not satisfy a continued listing rule (for example a minimum bid price or filing requirement), or it decided to delist or transfer its listing. - Item 9.01: Financial Statements and Exhibits
Lists the financial statements, pro forma information and exhibits filed with the report. It almost always accompanies another Item and is rarely news on its own.
Documents
| Type | Description | Document |
|---|---|---|
| 8-K | 8-K | form8-k.htm |
| EX-10.1 | EX-10.1 | ex10-1.htm |
The summary above was generated by AI from the filing text and checked automatically against it. Read the original documents on SEC EDGAR. How to read an 8-K.