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8-K Item 3.01: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

What it discloses. The company received notice from its exchange that it does not satisfy a continued listing rule (for example a minimum bid price or filing requirement), or it decided to delist or transfer its listing.

What to read. Which rule is involved, the deadline to regain compliance and the company's stated plan.

How to read an 8-K in 10 minutes · Official Form 8-K instructions (SEC)

Latest filings with Item 3.01

Accepted (ET)CompanyFormItemsFiling
2026-11-12 16:24Beneficient BENF8-K3.01 Listing noticeDetails
2026-11-12 16:23Rain Enhancement Technologies Holdco, Inc. RAIN8-K3.01 Listing noticeDetails
2026-11-12 16:20Rani Therapeutics Holdings, Inc. RANI8-K3.01 Listing noticeDetails
2026-11-12 16:05System1, Inc. SST8-K2.02 Earnings release3.01 Listing notice7.01 Reg FD disclosureDetails
2026-11-12 12:54Toppoint Holdings Inc. TOPP8-K3.01 Listing noticeDetails
2026-11-12 06:06AtlasClear Holdings, Inc. ATCH8-K3.01 Listing notice8.01 Other eventsDetails
2026-11-10 16:50Rent the Runway, Inc. RENT8-K3.01 Listing noticeDetails
2026-11-10 16:35NEXTNRG, INC. NXXT8-K3.01 Listing noticeDetails
2026-11-09 16:15Launch One Acquisition Corp. LPAA8-K3.01 Listing notice5.02 Executive or director changeDetails
2026-11-09 08:00Future Vision II Acquisition Corp. FVN8-K3.01 Listing noticeDetails
2026-11-09 07:30Netcapital Inc. NCPL8-K3.01 Listing noticeDetails
2026-11-06 17:25Knightscope, Inc. KSCP8-K3.01 Listing noticeDetails
2026-11-06 16:30CURIS INC CRIS8-K3.01 Listing noticeDetails
2026-11-06 16:18ROKU, INC ROKU8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-11-06 16:08Fifth Era Acquisition Corp I FERA8-K3.01 Listing noticeDetails
2026-11-06 16:05Bowman Consulting Group Ltd. BWMN8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw change7.01 Reg FD disclosureDetails
2026-11-06 16:05BARFRESH FOOD GROUP INC. BRFH8-K3.01 Listing noticeDetails
2026-11-05 17:50Tempest Therapeutics, Inc. TPST8-K3.01 Listing noticeDetails
2026-11-05 07:00Karyopharm Therapeutics Inc. KPTI8-K3.01 Listing noticeDetails
2026-11-05 06:04COGNITION THERAPEUTICS INC CGTX8-K2.02 Earnings release3.01 Listing noticeDetails
2026-11-04 17:47INTRUSION INC INTZ8-K3.01 Listing noticeDetails
2026-11-04 17:28Bio Green Med Solution, Inc. BGMS8-K3.01 Listing noticeDetails
2026-11-04 17:15Cayson Acquisition Corp CAPN8-K3.01 Listing noticeDetails
2026-11-04 16:15Borealis Foods Inc. BRLS8-K3.01 Listing notice5.02 Executive or director change8.01 Other eventsDetails
2026-11-04 16:00Bayview Acquisition Corp8-K3.01 Listing noticeDetails
2026-11-03 16:35U.S. GoldMining Inc. USGO8-K3.01 Listing notice5.02 Executive or director changeDetails
2026-11-02 17:25Ribbon Acquisition Corp. RIBB8-K3.01 Listing noticeDetails
2026-11-02 16:37LXP Industrial Trust LXP8-K2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw change7.01 Reg FD disclosure8.01 Other eventsDetails
2026-11-02 16:30LiveRamp Holdings, Inc. RAMP8-K2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-11-02 16:30Navient LLC8-K1.01 Material agreement2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.03 Charter or bylaw changeDetails
2026-11-02 16:15House of Doge Inc. HODO8-K3.01 Listing noticeDetails
2026-11-02 13:03Macquarie Infrastructure Fund, L.P.8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-11-02 10:50SUPERNUS PHARMACEUTICALS, INC.8-K3.01 Listing noticeDetails
2026-11-02 09:30Kenvue Inc. KVUE8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw change8.01 Other eventsDetails
2026-11-02 09:21CBIZ, Inc. CBZ8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw change8.01 Other eventsDetails
2026-10-30 17:20Cyngn Inc. CYN8-K3.01 Listing notice5.02 Executive or director changeDetails
2026-10-30 17:10Annovis Bio, Inc. ANVS8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-30 17:06Alset Inc. AEI8-K3.01 Listing noticeDetails
2026-10-30 16:50ACCENDRA HEALTH INC/VA/ ACH8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-30 16:11Bridger Aerospace Group Holdings, Inc. BAER8-K3.01 Listing noticeDetails
2026-10-30 16:07Parabolic Technologies, Inc. PARA8-K3.01 Listing notice5.03 Charter or bylaw change5.07 Shareholder vote resultsDetails
2026-10-30 16:05ACTUATE THERAPEUTICS, INC. ACTU8-K3.01 Listing noticeDetails
2026-10-30 16:05Neumora Therapeutics, Inc. NMRA8-K3.01 Listing noticeDetails
2026-10-30 08:33OpenWorld, Inc. OPNW8-K1.01 Material agreement3.01 Listing notice3.02 Unregistered share sale7.01 Reg FD disclosureDetails
2026-10-30 08:00Game Your Game Inc. GYGY8-K3.01 Listing notice5.02 Executive or director changeDetails
2026-10-29 17:20Aldel Financial II Inc. ALDFF8-K1.01 Material agreement2.03 New debt or obligation3.01 Listing notice8.01 Other eventsDetails
2026-10-29 17:00Glucotrack, Inc. GCTK8-K3.01 Listing noticeDetails
2026-10-29 17:00Propanc Biopharma, Inc. PPCB8-K3.01 Listing noticeDetails
2026-10-29 16:30Greenland Energy Co GLND8-K3.01 Listing noticeDetails
2026-10-29 16:27CULLEN/FROST BANKERS, INC. CFR8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-28 17:00Milestone Pharmaceuticals Inc. MIST8-K3.01 Listing noticeDetails
2026-10-28 16:30Eureka Acquisition Corp EURK8-K3.01 Listing noticeDetails
2026-10-28 09:30OSR Health, Inc. OSRH8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-27 16:59SOCKET MOBILE, INC. SCKT8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-27 16:33NEXTNRG, INC. NXXT8-K3.01 Listing noticeDetails
2026-10-27 16:30Forge Nano Holdings, Inc. NANO8-K1.01 Material agreement2.01 Acquisition or sale done3.01 Listing notice3.02 Unregistered share sale3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw change5.05 Code of ethics change5.06 Shell status changeDetails
2026-10-27 16:00Advasa Holdings, Inc. ADBT8-K3.01 Listing noticeDetails
2026-10-27 12:15Rekor Systems, Inc. REKR8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-27 06:30General Motors Co GM8-K3.01 Listing notice5.03 Charter or bylaw change7.01 Reg FD disclosureDetails
2026-10-26 17:23Eve Holding, Inc. EVEX8-K3.01 Listing noticeDetails
2026-10-26 17:00YHN Acquisition I Ltd YHNAF8-K3.01 Listing noticeDetails
2026-10-26 16:57Zeo Energy Corp. ZEO8-K3.01 Listing noticeDetails
2026-10-26 16:40Weave Communications, Inc.8-K1.01 Material agreement1.02 Agreement terminated2.01 Acquisition or sale done2.03 New debt or obligation3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw change8.01 Other eventsDetails
2026-10-26 09:00NATHANS FAMOUS, INC.8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-10-26 06:02Elme Communities ELMES8-K3.01 Listing notice8.01 Other eventsDetails
2026-10-23 19:08Charlton Aria Acquisition Corp CHAR8-K3.01 Listing noticeDetails
2026-10-23 17:30Innventure, Inc. INV8-K3.01 Listing noticeDetails
2026-10-23 17:15Medicus Pharma Ltd. MDCX8-K3.01 Listing notice8.01 Other eventsDetails
2026-10-23 16:51ARC Group Securities Acquisition I FJDI8-K3.01 Listing noticeDetails
2026-10-23 16:30Dragonfly Energy Holdings Corp. DFLI8-K3.01 Listing noticeDetails
2026-10-23 16:19CENTURY CASINOS INC /CO/ CNTY8-K3.01 Listing noticeDetails
2026-10-23 16:15Laser Photonics Corp LASE8-K3.01 Listing noticeDetails
2026-10-23 16:07STEM, INC. STEM8-K3.01 Listing noticeDetails
2026-10-23 16:06Akebia Therapeutics, Inc. AKBA8-K3.01 Listing noticeDetails
2026-10-23 16:05Polar Power, Inc. POLA8-K3.01 Listing noticeDetails
2026-10-23 09:02Arcosa, Inc.8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-10-22 21:38Lunai Bioworks Inc. LNAI8-K3.01 Listing notice5.02 Executive or director change7.01 Reg FD disclosure8.01 Other eventsDetails
2026-10-22 17:03ATLANTIC AMERICAN CORP AAME8-K3.01 Listing noticeDetails
2026-10-22 16:21ARC Group Acquisition I Corp. ARCL8-K3.01 Listing noticeDetails
2026-10-22 16:05Globa Terra Acquisition Corp GTERA8-K3.01 Listing noticeDetails
2026-10-22 12:32SenesTech, Inc. SNES8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-21 17:16Direct Digital Holdings, Inc. DRCT8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-21 16:30Alaunos Therapeutics, Inc. TCRT8-K3.01 Listing noticeDetails
2026-10-21 06:00Nuburu, Inc. BURU8-K1.01 Material agreement2.01 Acquisition or sale done3.01 Listing noticeDetails
2026-10-20 17:28Sports Entertainment Gaming Global Corp SEGG8-K3.01 Listing noticeDetails
2026-10-20 16:45SHF Holdings, Inc. SHFS8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-20 08:54BEAZER HOMES USA INC8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-10-20 08:00XWELL, Inc. XWEL8-K3.01 Listing noticeDetails
2026-10-20 07:31Hilton Worldwide Holdings Inc. HLT8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-19 17:00Stardust Power Inc. SDST8-K3.01 Listing notice5.02 Executive or director change8.01 Other eventsDetails
2026-10-19 16:05Scienture Holdings, Inc. SCNX8-K2.02 Earnings release3.01 Listing noticeDetails
2026-10-19 16:02ACV Auctions Inc.8-K2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-10-19 08:36Atkore Inc.8-K1.02 Agreement terminated2.01 Acquisition or sale done3.01 Listing notice3.03 Shareholder rights changed5.01 Change in control5.02 Executive or director change5.03 Charter or bylaw changeDetails
2026-10-16 17:15DataMeds AI, Inc. MEDS8-K1.01 Material agreement3.01 Listing notice3.02 Unregistered share saleDetails
2026-10-16 17:09Apollo Commercial Real Estate Finance, Inc. ARI8-K3.01 Listing notice7.01 Reg FD disclosureDetails
2026-10-16 17:01Bridgeline Digital, Inc. BLIN8-K3.01 Listing noticeDetails
2026-10-16 17:00Canopy Growth Corp CGC8-K3.01 Listing noticeDetails
2026-10-16 16:30Lucid Diagnostics Inc. LUCD8-K3.01 Listing noticeDetails
2026-10-16 16:30Health In Tech, Inc. HIT8-K3.01 Listing noticeDetails
2026-10-16 16:10eHealth, Inc. EHTH8-K3.01 Listing noticeDetails