Stewards, Inc. (SWRD): Form 8-K filed 2026-11-03

Items reported

Item 1.01: Entry into a Material Definitive Agreement
The company signed a material agreement outside the ordinary course of business, or materially amended one. Typical examples are credit agreements, merger agreements, large supply or licensing contracts and financing arrangements.
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
The company became obligated under a material direct financial obligation, such as a loan, notes offering or credit facility draw, or under a material off-balance sheet arrangement.
Item 3.02: Unregistered Sales of Equity Securities
The company sold equity securities in a transaction not registered under the Securities Act, such as a private placement, above a size threshold.
Item 3.03: Material Modifications to Rights of Security Holders
The rights of holders of a class of the company's securities were materially modified, for example by a charter amendment, a rights plan or a reverse stock split.
Item 5.07: Submission of Matters to a Vote of Security Holders
The company reports the results of a shareholder meeting: each matter voted on and the votes cast for, against, abstaining and broker non-votes.
Item 9.01: Financial Statements and Exhibits
Lists the financial statements, pro forma information and exhibits filed with the report. It almost always accompanies another Item and is rarely news on its own.

Type	Description	Document
8-K	FORM 8-K	swrd_8k110326.htm
EX-4.1	UNSECURED CONVERTIBLE PROMISSORY NOTE, DATED OCTOBER 28, 2026	ex4_1.htm
EX-4.2	FORM OF PLACEMENT AGENT WARRANT, DATED OCTOBER 28, 2026	ex4_2.htm
EX-10.1	SECURITIES PURCHASE AGREEMENT, DATED OCTOBER 28, 2026, BY AND BETWEEN STEWARDS,	ex10_1.htm
EX-10.2	REGISTRATION RIGHTS AGREEMENT, DATED OCTOBER 28, 2026, BY AND BETWEEN STEWARDS,	ex10_2.htm

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